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Programme Manager
Pound1265
Industries
Financial Services Financial Services
Projects
Business and Process Optimisation Business and Process Optimisation Mergers, Acquisitions and Integrations Mergers, Acquisitions and Integrations System Implementation System Implementation
Target Operating Model Design Target Operating Model Design
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About me

I have over 35 years of experience in the asset management industry and have led businesses and projects as a Director and Consultant. My background is asset management and management company operations, governance and regulatory frameworks with a broad knowledge of all asset classes including alternatives and property.

Superpowers
Project Management Program Management Target Operating Model Design Regulatory Compliance
Skills
Business Process Outsourcing (BPO)Business StrategyBusiness TransformationChange LeadershipContinuous ImprovementCost ManagementDue DiligenceLeadershipOrganizational BehaviorOrganizational ChangeOrganizational CulturePerformance ManagementProgram ManagementProject ManagementRegulatory ComplianceRisk ManagementTarget Operating Model DesignVendor Management
Experience
Sep, 2007
Nov, 2008
project manager
Financial ServicesFinancial Services
Project Management
Managed the outsource of ICVC and life and pension administration to HSBC. Built an internal project focus to remove the reliance on consultants. Negotiated and managed the TPA relationship. Delivered cost benefits and service improvements.
Key responsibilities Key responsibilities
  • Outsourced ICVC and life and pension administration to HSBC
  • Developed internal project focus to reduce reliance on consultants
  • Negotiated and managed TPA relationship
  • Delivered cost benefits and service improvements
Key achievements Key achievements
  • Successfully outsourced ICVC and life and pension administration to HSBC
  • Created internal project focus to decrease reliance on consultants
  • Negotiated and managed TPA relationship effectively
  • Achieved cost benefits and service improvements
Nov, 2021
Current
project manager
Financial ServicesFinancial Services
Investment Model
Provided program management for an alternative investment model, including delivery of two illiquid FCP funds, $6bn asset transfer planning, closure of historical tax structures, US structure investigations, to manage ECI asset tax risk, tax and financial reporting consolidation, and proof of concept with a decentralized ledger technology platform. Project budget was in excess of £8m.
Key responsibilities Key responsibilities
  • Delivery of two illiquid FCP funds
  • Closure of historical tax structures
  • Manage ECI asset tax risk
  • Tax and financial reporting consolidation
Key achievements Key achievements
  • $6bn asset transfer planning
  • US structure investigations
  • Proof of concept with a decentralized ledger technology platform
  • Project budget in excess of £8m
Dec, 2020
Jul, 2021
programme manager
Financial ServicesFinancial Services
Financial Services
Provided oversight and support for phase 2 management and managed phase 3-delivered OEIC fund range launch with operating model and support functions. Developed operating model and data integration with 5 sub investment managers. Managed asset transitions of £25bn from existing segregated mandates, external investment management funds and new internal client fund ranges.
Key responsibilities Key responsibilities
  • Provided oversight and support for phase 2 management
  • Managed phase 3-delivered OEIC fund range launch
  • Developed operating model and data integration
  • Managed asset transitions of £25bn
Key achievements Key achievements
  • Launched OEIC fund range
  • Integrated data with 5 sub investment managers
  • Transitioned £25bn of assets
  • Developed operating model
Jun, 2019
Dec, 2019
project manager
Financial ServicesFinancial Services
Financial Services
Negotiated and reviewed TPA contracts with HSBC. Considered existing Management Companies and potential new ones, including corporate structure and operating model.
Key responsibilities Key responsibilities
  • Negotiate TPA contracts
  • Review TPA contracts
  • Evaluate Management Companies
  • Analyse corporate structure and operating model
Key achievements Key achievements
  • Successfully negotiated TPA contracts
  • Reviewed TPA contracts effectively
  • Identified and evaluated potential new Management Companies
  • Analyzed corporate structure and operating model
Jan, 2020
Dec, 2020
senior operations specialist
Financial ServicesFinancial Services
Investment operations
I worked on delivering and improving control frameworks in the investment operations functions. Project managed the implementation of the Simcorp system regulatory and client investment guideline rule coding and monitoring functionality, including designing rule coding for specific mandate requirements. Also designed a global operating model and reporting suite for fund managers and second line teams.
Key responsibilities Key responsibilities
  • Delivering control frameworks
  • Project managing system regulatory coding
  • Designing rule coding for mandates
  • Designing global operating model
Key achievements Key achievements
  • Implemented Simcorp system
  • Created client investment guideline rule coding
  • Created reporting suite for fund managers
  • Developed second line teams
Oct, 2017
May, 2019
head of relationship management and client services (gfs uk)
Financial ServicesFinancial Services
Financial services
Led client relationship management and client services teams to deliver new business negotiations, cross-selling opportunities, re-tenders, service delivery and client governance. Improved the proactive service delivery of the team, developed the teams asset management knowledge to enhance client focus, and drove virtual team management for client remediation and enhancement to key client services.
Key responsibilities Key responsibilities
  • Negotiate new business
  • Develop asset management knowledge
  • Drive virtual team management
  • Improve service delivery
Key achievements Key achievements
  • Cross-selling opportunities
  • Re-tenders
  • Client governance
  • Client remediation and enhancement
Nov, 2016
Jul, 2023
interim head of investment operations and project consultant
Financial ServicesFinancial Services
Project Consultant
Improved the delivery focus and growth of the operations and supplier management team. Provided market insight to help develop the company's 5-year strategic plan, initiated and delivered a more robust and insightful reporting structure for the COO function, and drove the success of the Property and Alternatives administration outsource to the TPA Augenius.
Key responsibilities Key responsibilities
  • Provided market insight for 5-year strategic plan
  • Initiated and delivered reporting structure for COO
  • Managed operations and supplier team
  • Outsourced Property and Alternatives administration
Key achievements Key achievements
  • Improved delivery focus of operations team
  • Developed 5-year strategic plan
  • Delivered robust and insightful reporting structure
  • Successfully outsourced Property and Alternatives administration
Sep, 2015
Jul, 2016
director of global fund services
Financial ServicesFinancial Services
Global Fund Services
Responsible for the successful delivery of all commercial aspects of the companies and funds including financial plans, persistent cost challenges, and strategic change. Successfully managed service delivery from multiple centralised functions, consolidated risk identification and mitigation processes and reporting, and consulted on and delivered board restructuring. Held Management Company Board positions and senior management relationships with TPA's for existing and new service provisions.
Key responsibilities Key responsibilities
  • Delivering financial plans
  • Managing service delivery
  • Consolidating risk processes
  • Consulting on board restructuring
Key achievements Key achievements
  • Held Management Company Board positions
  • Successfully managed service delivery from multiple functions
  • Consolidated risk identification and mitigation processes and reporting
  • Delivered board restructuring
Jan, 2012
Aug, 2015
director of asset management operations
Financial ServicesFinancial Services
startup investment
Led the formation of the strategy, operating model and implementation plans for a start-up UK investment manager with assets of £20bn across life and pension mandates. Recruited the senior operations team and sponsored the delivery across data, tech, outsource RFP, negotiation and ongoing relationship with HSBC. Authorisation of the asset manager, ACS operator and fund range. COO functional lead with Asset Manager and Fund Co and driver of the company's finances, financial planning, change agenda and delivering a 10% cost challenge each year for 2 years prior to take over.
Key responsibilities Key responsibilities
  • Formed strategy and operating model
  • Recruited senior operations team
  • Sponsored data, tech delivery
  • Ongoing relationship with HSBC
Key achievements Key achievements
  • Authorisation of asset manager
  • ACS operator and fund range
  • Functional lead with Asset Manager
  • Delivered 10% cost challenge
Oct, 2009
Dec, 2011
chief operating officer
Financial ServicesFinancial Services
Asset management
Managed the timely transfer of company assets to the management of Colombia Threadneedle, the transition/exit of operational staff and all service contract exits. Board Director of two companies. Ensured smooth running of the business and successful delivery of projects.
Key responsibilities Key responsibilities
  • Managed company asset transfers
  • Coordinated operational staff exits
  • Executed service contract exits
  • Directed two companies
Key achievements Key achievements
  • Ensured smooth business operations
  • Successfully delivered projects
  • Transitioned/exited operational staff
  • Managed company asset transfers