Business and Process OptimisationMergers, Acquisitions and IntegrationsSystem Implementation
Target Operating Model Design
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About me
I have over 35 years of experience in the asset management industry and have led businesses and projects as a Director and Consultant. My background is asset management and management company operations, governance and regulatory frameworks with a broad knowledge of all asset classes including alternatives and property.
Superpowers
Project ManagementProgram ManagementTarget Operating Model DesignRegulatory Compliance
Skills
Business Process Outsourcing (BPO)Business StrategyBusiness TransformationChange LeadershipContinuous ImprovementCost ManagementDue DiligenceLeadershipOrganizational BehaviorOrganizational ChangeOrganizational CulturePerformance ManagementProgram ManagementProject ManagementRegulatory ComplianceRisk ManagementTarget Operating Model DesignVendor Management
Experience
Sep, 2007
Nov, 2008
project manager
Financial Services
Project Management
Managed the outsource of ICVC and life and pension administration to HSBC. Built an internal project focus to remove the reliance on consultants. Negotiated and managed the TPA relationship. Delivered cost benefits and service improvements.
Key responsibilities
Outsourced ICVC and life and pension administration to HSBC
Developed internal project focus to reduce reliance on consultants
Negotiated and managed TPA relationship
Delivered cost benefits and service improvements
Key achievements
Successfully outsourced ICVC and life and pension administration to HSBC
Created internal project focus to decrease reliance on consultants
Negotiated and managed TPA relationship effectively
Achieved cost benefits and service improvements
Nov, 2021
Current
project manager
Financial Services
Investment Model
Provided program management for an alternative investment model, including delivery of two illiquid FCP funds, $6bn asset transfer planning, closure of historical tax structures, US structure investigations, to manage ECI asset tax risk, tax and financial reporting consolidation, and proof of concept with a decentralized ledger technology platform. Project budget was in excess of £8m.
Key responsibilities
Delivery of two illiquid FCP funds
Closure of historical tax structures
Manage ECI asset tax risk
Tax and financial reporting consolidation
Key achievements
$6bn asset transfer planning
US structure investigations
Proof of concept with a decentralized ledger technology platform
Project budget in excess of £8m
Dec, 2020
Jul, 2021
programme manager
Financial Services
Financial Services
Provided oversight and support for phase 2 management and managed phase 3-delivered OEIC fund range launch with operating model and support functions. Developed operating model and data integration with 5 sub investment managers. Managed asset transitions of £25bn from existing segregated mandates, external investment management funds and new internal client fund ranges.
Key responsibilities
Provided oversight and support for phase 2 management
Managed phase 3-delivered OEIC fund range launch
Developed operating model and data integration
Managed asset transitions of £25bn
Key achievements
Launched OEIC fund range
Integrated data with 5 sub investment managers
Transitioned £25bn of assets
Developed operating model
Jun, 2019
Dec, 2019
project manager
Financial Services
Financial Services
Negotiated and reviewed TPA contracts with HSBC. Considered existing Management Companies and potential new ones, including corporate structure and operating model.
Key responsibilities
Negotiate TPA contracts
Review TPA contracts
Evaluate Management Companies
Analyse corporate structure and operating model
Key achievements
Successfully negotiated TPA contracts
Reviewed TPA contracts effectively
Identified and evaluated potential new Management Companies
Analyzed corporate structure and operating model
Jan, 2020
Dec, 2020
senior operations specialist
Financial Services
Investment operations
I worked on delivering and improving control frameworks in the investment operations functions. Project managed the implementation of the Simcorp system regulatory and client investment guideline rule coding and monitoring functionality, including designing rule coding for specific mandate requirements. Also designed a global operating model and reporting suite for fund managers and second line teams.
Key responsibilities
Delivering control frameworks
Project managing system regulatory coding
Designing rule coding for mandates
Designing global operating model
Key achievements
Implemented Simcorp system
Created client investment guideline rule coding
Created reporting suite for fund managers
Developed second line teams
Oct, 2017
May, 2019
head of relationship management and client services (gfs uk)
Financial Services
Financial services
Led client relationship management and client services teams to deliver new business negotiations, cross-selling opportunities, re-tenders, service delivery and client governance. Improved the proactive service delivery of the team, developed the teams asset management knowledge to enhance client focus, and drove virtual team management for client remediation and enhancement to key client services.
Key responsibilities
Negotiate new business
Develop asset management knowledge
Drive virtual team management
Improve service delivery
Key achievements
Cross-selling opportunities
Re-tenders
Client governance
Client remediation and enhancement
Nov, 2016
Jul, 2023
interim head of investment operations and project consultant
Financial Services
Project Consultant
Improved the delivery focus and growth of the operations and supplier management team. Provided market insight to help develop the company's 5-year strategic plan, initiated and delivered a more robust and insightful reporting structure for the COO function, and drove the success of the Property and Alternatives administration outsource to the TPA Augenius.
Key responsibilities
Provided market insight for 5-year strategic plan
Initiated and delivered reporting structure for COO
Managed operations and supplier team
Outsourced Property and Alternatives administration
Key achievements
Improved delivery focus of operations team
Developed 5-year strategic plan
Delivered robust and insightful reporting structure
Successfully outsourced Property and Alternatives administration
Sep, 2015
Jul, 2016
director of global fund services
Financial Services
Global Fund Services
Responsible for the successful delivery of all commercial aspects of the companies and funds including financial plans, persistent cost challenges, and strategic change. Successfully managed service delivery from multiple centralised functions, consolidated risk identification and mitigation processes and reporting, and consulted on and delivered board restructuring. Held Management Company Board positions and senior management relationships with TPA's for existing and new service provisions.
Key responsibilities
Delivering financial plans
Managing service delivery
Consolidating risk processes
Consulting on board restructuring
Key achievements
Held Management Company Board positions
Successfully managed service delivery from multiple functions
Consolidated risk identification and mitigation processes and reporting
Delivered board restructuring
Jan, 2012
Aug, 2015
director of asset management operations
Financial Services
startup investment
Led the formation of the strategy, operating model and implementation plans for a start-up UK investment manager with assets of £20bn across life and pension mandates. Recruited the senior operations team and sponsored the delivery across data, tech, outsource RFP, negotiation and ongoing relationship with HSBC. Authorisation of the asset manager, ACS operator and fund range.
COO functional lead with Asset Manager and Fund Co and driver of the company's finances, financial planning, change agenda and delivering a 10% cost challenge each year for 2 years prior to take over.
Key responsibilities
Formed strategy and operating model
Recruited senior operations team
Sponsored data, tech delivery
Ongoing relationship with HSBC
Key achievements
Authorisation of asset manager
ACS operator and fund range
Functional lead with Asset Manager
Delivered 10% cost challenge
Oct, 2009
Dec, 2011
chief operating officer
Financial Services
Asset management
Managed the timely transfer of company assets to the management of Colombia Threadneedle, the transition/exit of operational staff and all service contract exits. Board Director of two companies. Ensured smooth running of the business and successful delivery of projects.
Key responsibilities
Managed company asset transfers
Coordinated operational staff exits
Executed service contract exits
Directed two companies
Key achievements
Ensured smooth business operations
Successfully delivered projects
Transitioned/exited operational staff
Managed company asset transfers
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