Business and Process OptimisationData Transformation and WarehousingDigital Transformation
Financial Crime and ComplianceRegulatory ChangeSystem Implementation
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About me
I have built a career in Banking and Finance over twenty-five years having had the privilege to work in some of the biggest names. Starting off in retail banking dealing in cash before moving into fund management. My passion to learn and build a varied skillset happened when I moved into the investment side of post trade operations gaining a vast array of experience in settlements within capital markets. Picking up within fixed income settlements before moving into the equities and derivatives space for large corporate investment houses. Moving through different areas within operations learning the aspects of pre-matching, middle office, and contracts to then hone this knowledge and experience moving into Prime Brokerage whereby I utilized this skillset before taking up responsibilities looking after large corporate and tier 1 investment organisations managing their requirements across multi-strategy portfolios. This led me to learning a vast new set of skills in trading and margining accounts for high frequency trading firms, proprietary trading and market making companies to elevate revenues and build strong relationships with my clients and work colleagues. I moved back into operations eight years ago after a fifteen-year career within Prime Brokerage to take up responsibilities managing large teams within the corporate world, taking my career in another direction within transformation delivery, change management, and project management.
As a Implementation Transformation Project Manager, I was responsible for designing, building and implementing stock cash and transactional reconciliations on the Duco Cube digital platform. I reduced risk and saved over 4 hours of time daily, re-engineered operational process for reconciliation builds, project managed the business requirements creating documentation for the build processes, parallel ran the completed builds, trained existing operational teams on the Duco platform and wrote procedures and step-by-step guides. All of this saved the company around £200k in costs and £25k in training costs.
Key responsibilities
Design & build reconciliations
Reduce risk & save time
Re-engineer processes
Project manage requirements
Key achievements
60 reconciliations built
4h daily saved
£200k costs saved
£25k training saved
Jan, 2017
Dec, 2021
senior manager market operations/shared services
Financial Services
Banking/Financial
As a Senior Manager of Market Operations/Shared Services, I am responsible for the delivery and transformation of 90 systems/applications. I am the key operational contact for all Transformation Projects for the bank. I report directly to the head of function and am responsible for change delivery, continuous improvement, payment infrastructure, and the implementation of annual Swift Standards. I have successfully completed all transactional data migration from legacy reconciliation platforms to the Duco platform.
As a Senior Operations Manager/Prime Broker Relationship Manager, I was responsible for day-to-day management of Client Services, Controls and Settlements teams for Prime Brokerage. I designed an extensive training plan for the new team driving operational excellence in new product trading and settlement in FX, Swaps and Implied lending. I initiated new relationship with Prime Broker for reporting and reconciliations delivering daily auditing, saving £1m p.a. and extended revenues by 20% through cost-cutting procedures providing required governance and regulations.
Key responsibilities
Manage Client Services
Manage Controls & Settlements
Drive operational improvements
Design training plan
Key achievements
Extended revenues by 20%
Increased revenues by £10m
Daily auditing saved £1m
Delivered new relationship
Jan, 2015
Dec, 2017
prime broker senior relationship manager
Financial Services
Financial Services
As a Prime Broker Senior Relationship Manager my job involves managing Stock Borrow and Loan (SBL) and PB Risk, constructing procedures, delivering projects, establishing client reporting, creating new revenue streams, increasing revenues, creating new futures business, and implementing regulatory changes.
Key responsibilities
Manage SBL & PB Risk
Construct procedures
Deliver projects
Establish client reporting
Key achievements
Created new revenue streams
Increased revenues
Created new futures business
Implemented regulatory changes
Jan, 2007
Dec, 2015
vp prime broker relationship manager
Financial Services
Financial Services
I was Vice President Prime Broker Relationship Manager for 9 years. I was responsible for managing a multi-product portfolio, delivering cost reduction projects, retaining clients, and integrating MTF platforms. My achievements include a net cost savings of $50m, delivering the ICE exchange, increasing revenues by 20%, and creating a $19m revenue for a new proprietary trading client.
Key responsibilities
Managed multi product portfolio
Delivered cost reduction project
Retained client
Integrated MTF platforms
Key achievements
Net cost savings of $50m
Delivered ICE exchange
Increased revenues by 20%
Created $19m revenue
Jan, 2004
Dec, 2007
associate director prime broker relationship manager
Financial Services
Financial Services
As an Associate Director Prime Broker Relationship Manager with 4 years of experience, I have managed monthly fees/charges for all hedge fund clients, reconciled reporting for clients and administrators, delivered the SWIFT reporting and cash management process, and coached overseas colleagues on Prime Brokerage services. I have also achieved success in correcting stock and cash errors, providing online demonstrations and training, saving on operational costs, and contributing to annual revenue.
Key responsibilities
Managing monthly fees/charges
Reconciling reporting
Delivering SWIFT process
Coaching overseas colleagues
Key achievements
Correcting stock and cash errors
Providing online demonstrations
Saving on operational costs
Contributing to annual revenue
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